DID LEIF DAVID OLSON CAUSE YOU INVESTMENT LOSSES?
Leif Olson Of Wells Fargo Clearing Services, LLC And Formerly With Morgan Stanley, Has 7 Customer Complaints For Alleged Broker Misconduct
Leif Olson Customer Complaints
Leif Olson has been the subject of 7 customer complaints that we know about to recover investment losses. Four of the customer complaints were settled by Wells Fargo Clearing Services and its former employers in favor of the investors. The other 3 customer complaints were denied, and today, no further action has been taken by the investors.
Allegations Against Leif Olson
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Misrepresentation regarding the surrender fees and rate a return of the variable annuity contract
- Unsuitable investment recommendations a variable annuity contract.
- Unsuitability and unauthorized trading with respect to UIT investments.
- Failure to sell pursuant to client’s instructions.
- Misrepresentation of the product at the time of sale.
Leif Olson Red Flags & Your Rights As An Investor
Of course, Leif Olson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Leif Olson at Wells Fargo Clearing Services, LLC and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Leif Olson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Leif Olson
If you have questions about Wells Fargo Clearing Services, LLC, Morgan Stanley and/or Leif Olson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.