| Read Time: 2 minutes | Morgan Stanley Complaints | News & Articles | Wells Fargo Advisors Complaints |


Leif Olson Of Wells Fargo Clearing Services, LLC And Formerly With Morgan Stanley, Has 7 Customer Complaints For Alleged Broker Misconduct

Who is Leif Olson of Wells Fargo Clearing Services, LLC?

Leif Olson

Leif Olson (CRD #2277495) who is currently registered with Wells Fargo Clearing Services, LLC and located in Sarasota, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Clearing Services, LLC, Leif Olson was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Leif Olson Customer Complaints

Leif Olson has been the subject of 7 customer complaints that we know about to recover investment losses. Four of the customer complaints were settled by Wells Fargo Clearing Services and its former employers in favor of the investors. The other 3 customer complaints were denied, and today, no further action has been taken by the investors.

Allegations Against Leif Olson

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Misrepresentation regarding the surrender fees and rate a return of the variable annuity contract
  • Unsuitable investment recommendations a variable annuity contract.
  • Unsuitability and unauthorized trading with respect to UIT investments.
  • Failure to sell pursuant to client’s instructions.
  • Misrepresentation of the product at the time of sale.

Leif Olson Red Flags & Your Rights As An Investor

Of course, Leif Olson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Leif Olson at Wells Fargo Clearing Services, LLC and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Leif Olson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Leif Olson

If you have questions about Wells Fargo Clearing Services, LLC, Morgan Stanley and/or Leif Olson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars