DID LEAH ANNE BROOKS CAUSE YOU INVESTMENT LOSSES?
Leah Brooks Of Securities America, Securities America Advisors And Formerly With Raymond James Financial Services And Cetera Investment Advisers Has A Customer Complaint For Alleged Broker Misconduct
Who is Leah Brooks of Securities America?
Leah Brooks (CRD #5587158) who is currently registered with Securities America, Securities America Advisors and located in Durant, Oklahoma is a subject of one of our many securities industry sales practice abuse investigations. Prior to Securities America, Securities America Advisors, Leah Brooks was associated with Raymond James Financial Services, Cetera Investment Advisers and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Leah Brooks Customer Complaint
Leah Brooks has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Leah Brooks recommended unsuitable investments. The customer complaint filed against Leah Brooks’ former employer Cetera Investment Services for investment losses caused by the alleged misconduct is pending as of the date of this report.
Leah Brooks Red Flags & Your Rights As An Investor
Of course, Leah Brooks did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Leah Brooks at Securities America, Securities America Advisors, Raymond James Financial Services, and Cetera Investment Advisers on alert to review carefully the activity and performance of their accounts and question whether Leah Brooks has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America, Securities America Advisors, Raymond James Financial Services, and Cetera Investment Advisers also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Securities America Due To Leah Brooks
If you have questions about Securities America, Securities America Advisors, Raymond James Financial Services, Cetera Investment Advisers, and/or Leah Brooks and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.