DID LE MA BUI CAUSE YOU INVESTMENT LOSSES?
Le Bui Formerly With Lord Abbett Distributor, NYLIFE Distributors And Carey Financial Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Le Bui formerly with Lord Abbett Distributor?
Le Bui (CRD #5581679) who was formerly registered with Lord Abbett Distributor and located in Jersey City, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to Lord Abbett Distributor, Le Bui was associated with NYLIFE Distributors, Carey Financial and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Le Bui Customer Complaints
Le Bui has been the subject of 2 customer complaints that we know about. Both of Le Bui’s customers’ complaints were denied and, to date, the customers have not taken further action.
Allegations Against Le Bui
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Client alleged poor recommendation/poor advice regarding managed account investment by Le Bui.
- Client alleged Le Bui’s poor recommendation/advice regarding managed account investment.
Le Bui Red Flags & Your Rights As An Investor
Of course, Le Bui did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Le Bui at Lord Abbett Distributor, NYLIFE Distributors, and Carey Financial on alert to review carefully the activity and performance of their accounts and question whether Le Bui has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lord Abbett Distributor, NYLIFE Distributors, and Carey Financial also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Lord Abbett Distributor Due To Le Bui
If you have questions about Lord Abbett Distributor, NYLIFE Distributors, Carey Financial, and/or Le Bui and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.