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Lawrence Raymond Of Sentinel Securities, Inc. And Formerly With Valmark Securities, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Lawrence Raymond of Sentinel Securities, Inc.?

Lawrence Raymond

Lawrence Raymond (CRD #812097) who is currently registered as a broker and investment adviser with Sentinel Securities, Inc. and located in Troy, Michigan, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Sentinel Securities, Inc., Lawrence Raymond was associated with Valmark Securities, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Lawrence Raymond Customer Complaints

Lawrence Raymond has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by EQ Financial Consultants in favor of the investor. His former employer, Equitable Advisors, recently denied the other customer complaint and to date the investor has not taken any further action.

Allegations Against Lawrence Raymond

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows:

  • Misrepresentation in the sale of the variable annuity.
  • Misrepresentation of the investment as safe and conservative.
  • Failure to do due diligence.
  • Breach of fiduciary duty and fraud.

Lawrence Raymond Red Flags & Your Rights As An Investor

Of course, Lawrence Raymond did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lawrence Raymond at Sentinel Securities, Inc. and Valmark Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Lawrence Raymond has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sentinel Securities, Inc. and Valmark Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Sentinel Securities, Inc. Due To Lawrence Raymond

If you have questions about Sentinel Securities, Inc., Valmark Securities, Inc. and/or Lawrence Raymond and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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