DID LAWRENCE POTOMAC CAUSE YOU INVESTMENT LOSSES?
Lawrence Potomac Of LPL Financial LLC Has One Customer Complaint For Alleged Broker Misconduct
Who is Lawrence Potomac of LPL Financial LLC?
Lawrence Potomac (CRD #714236) who is currently registered with LPL Financial LLC and located in San Diego, California is a subject of one of our many securities industry sales practice abuse investigations.
Lawrence Potomac Customer Complaint
Lawrence Potomac has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable trading in a discretionary account which resulted in taxable gains. Lawrence Potomac’s customer complaint was denied and, to date, the customers have not taken any further action.
Lawrence Potomac Red Flags & Your Rights As An Investor
Of course, Lawrence Potomac did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lawrence Potomac at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Lawrence Potomac has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Lawrence Potomac
If you have questions about LPL Financial LLC and/or Lawrence Potomac and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.