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Lawrence Greenfield Formerly With LPL Financial and Arete Wealth Management Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Lawrence Greenfield formerly with LPL Financial?

Lawrence Greenfield (CRD #4056913) who was formerly registered with LPL Financial and located in Woodland Hills, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, Lawrence Greenfield was associated with Arete Wealth Management and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Lawrence Greenfield Customer Complaints

Lawrence Greenfield has been the subject of 3 customer complaints that we know about. Two of Lawrence Greenfield’s customers’ complaints were denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against Arete Wealth Management for investment losses caused by Lawrence Greenfield’s alleged misconduct.

Allegations Against Lawrence Greenfield

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Client alleged breaches of fiduciary and regulatory obligations by Jonathan Greenfield, Lawrence Greenfield and Arete Wealth Management.
  • Client alleged a transaction recommended by Lawrence Greenfield created an unwanted taxable event.
  • Clients alleged unsuitable investment recommendations by Lawrence Greenfield.

Lawrence Greenfield Red Flags & Your Rights As An Investor

Of course, Lawrence Greenfield did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lawrence Greenfield at LPL Financial and Arete Wealth Management on alert to review carefully the activity and performance of their accounts and question whether Lawrence Greenfield has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial and Arete Wealth Management also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At LPL Financial Due To Lawrence Greenfield

If you have questions about LPL Financial, Arete Wealth Management, and/or Lawrence Greenfield and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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