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Laurence Braunstein Formerly With Janney Montgomery Scott LLC Has 7 Customer Complaints For Alleged Broker Misconduct

Who is Laurence Braunstein formerly with Janney Montgomery Scott LLC?

Laurence Braunstein

Laurence Braunstein (CRD #1220577) who was formerly registered with Janney Montgomery Scott LLC and located in New York, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Janney Montgomery Scott LLC, Laurence Braunstein was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Laurence Braunstein Customer Complaints

Laurence Braunstein has been the subject of 7 customer complaints that we know about to recover investment losses. Six of the customer complaints was settled by Laurence Braunstein’s former employer’s in favor of the investors. Only one customer complaint was denied in that invested took no further action.

Allegations Against Laurence Braunstein

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Unsuitable investment recommendations.
  • Breach of fiduciary duty, violation of New Jersey consumer fraud act, 40 connection with the investments of annuities and a mortgage loan transaction.
  • Unsuitable investments, misrepresentation and omission of risk, breach of fiduciary duty related to mutual fund investments.
  • Unsuitability with respect to investments.
  • Misrepresentations with respect to investments.

Laurence Braunstein Red Flags & Your Rights As An Investor

Of course, Laurence Braunstein did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Laurence Braunstein at Janney Montgomery Scott LLC on alert to review carefully the activity and performance of their accounts and question whether Laurence Braunstein has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Janney Montgomery Scott LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Janney Montgomery Scott LLC Due To Laurence Braunstein

If you have questions about Janney Montgomery Scott LLC and/or Laurence Braunstein and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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