DID LAURENCE MICHAEL BRAUNSTEIN CAUSE YOU INVESTMENT LOSSES?
Laurence Braunstein Formerly With Janney Montgomery Scott LLC Has 7 Customer Complaints For Alleged Broker Misconduct
Laurence Braunstein Customer Complaints
Laurence Braunstein has been the subject of 7 customer complaints that we know about to recover investment losses. Six of the customer complaints was settled by Laurence Braunstein’s former employer’s in favor of the investors. Only one customer complaint was denied in that invested took no further action.
Allegations Against Laurence Braunstein
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Unsuitable investment recommendations.
- Breach of fiduciary duty, violation of New Jersey consumer fraud act, 40 connection with the investments of annuities and a mortgage loan transaction.
- Unsuitable investments, misrepresentation and omission of risk, breach of fiduciary duty related to mutual fund investments.
- Unsuitability with respect to investments.
- Misrepresentations with respect to investments.
Laurence Braunstein Red Flags & Your Rights As An Investor
Of course, Laurence Braunstein did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Laurence Braunstein at Janney Montgomery Scott LLC on alert to review carefully the activity and performance of their accounts and question whether Laurence Braunstein has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Janney Montgomery Scott LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Janney Montgomery Scott LLC Due To Laurence Braunstein
If you have questions about Janney Montgomery Scott LLC and/or Laurence Braunstein and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.