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Lauchie Martin, III Of Ameriprise Financial Services, LLC And Formerly With Wells Fargo Clearing Services, LLC, Has 4 Customer Complaints For Alleged Broker Misconduct

Who is Lauchie Martin, III of Ameriprise Financial Services, LLC?

Lauchie Martin, III

Lauchie Martin, III (CRD #321420) who is currently registered with Ameriprise Financial Services, LLC and located in Myrtle Beach, South Carolina, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Ameriprise Financial Services, LLC, Lauchie Martin, III was associated with Wells Fargo Clearing Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Lauchie Martin, III Customer Complaints

Lauchie Martin, III has been the subject of 4 customer complaints that we know about to recover investment losses. Three of the customer complaints was settled by Wells Fargo Clearing Services and its predecessor in favor of the investors. His former employer First Union Capital Markets Corporation denied the other complaint in no further action was taken.

Allegations Against Lauchie Martin, III

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • A third-party was permitted by the advisor to trade the customer’s account without written authority.
  • Unauthorized trading.
  • Registered representative committed breach of contract and breach of fiduciary duty by taking investment and disbursement instructions from one co-trustee when joint authorization from other co-trustee was required.

Lauchie Martin, III Red Flags & Your Rights As An Investor

Of course, Lauchie Martin, III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lauchie Martin, III at Ameriprise Financial Services, LLC and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Lauchie Martin, III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

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or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Lauchie Martin, III

If you have questions about Ameriprise Financial Services, LLC, Wells Fargo Clearing Services, LLC and/or Lauchie Martin, III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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