DID LARRY HUNTLEY TARLETON CAUSE YOU INVESTMENT LOSSES?
Larry Tarleton Of Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct
Larry Tarleton Customer Complaints
Larry Tarleton has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints are settled by Larry Tarleton’s former employers Wells Fargo Advisors and Merrill Lynch, Pierce, Fenner and Smith in favor of the investors.
Allegations Against Larry Tarleton
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Unauthorized trading.
- Failure to inform customer of trading in client’s accounts involving exchange traded funds.
Larry Tarleton Red Flags & Your Rights As An Investor
Of course, Larry Tarleton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Larry Tarleton at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Larry Tarleton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Larry Tarleton
If you have questions about Wells Fargo Clearing Services, LLC and/or Larry Tarleton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.