| Read Time: 2 minutes | Aegis Capital Corp Complaints |


Larry Cohen Of Aegis Capital And Formerly With Osprey Partners And Paulson Investment Company Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Larry Cohen of Aegis Capital?

Larry Cohen (CRD #3191796) who is currently registered with Aegis Capitaland located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Aegis Capital, Larry Cohen was associated with Osprey Partners, Paulson Investment Company and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Larry Cohen Customer Complaints

Larry Cohen has been the subject of 2 customer complaints that we know about. One of Larry Cohen’s 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against Osprey Partners for investment losses caused by Larry Cohen’s alleged misconduct.

Allegations Against Larry Cohen

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • A group of claimants alleged that Larry Cohen failed to make material disclosures regarding the claimants’ investments in two real estate projects.
  • Client alleged that Larry Cohen executed trades in his account without his authorization.

Larry Cohen Red Flags & Your Rights As An Investor

Of course, Larry Cohen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Larry Cohen at Aegis Capital, Osprey Partners, and Paulson Investment Company on alert to review carefully the activity and performance of their accounts and question whether Larry Cohen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Aegis Capital, Osprey Partners, and Paulson Investment Company also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Aegis Capital Due To Larry Cohen

If you have questions about Aegis Capital, Osprey Partners, Paulson Investment Company, and/or Larry Cohen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars