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Kyle Franklin Formerly With Hilltop Securities Inc. Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Kyle Franklin formerly with Hilltop Securities Inc.?

Kyle Franklin

Kyle Franklin (CRD #1255175) who was formerly registered with Hilltop Securities Inc. and located in Roseville, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Hilltop Securities Inc., Kyle Franklin was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Kyle Franklin Customer Complaints

Kyle Franklin has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customer complaints were settled by Kyle Franklin’s former employers in favor of the investors.

Allegations Against Kyle Franklin

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Unsuitable investment recommendations in breach of fiduciary duty, negligence in failing to supervise related to variable annuity contracts and REIT investments.
  • Financial advisors reallocation of the subaccounts of annuities negatively impacted the guaranteed annual withdrawal percentage allowed pursuant to the contracts.
  • Excessive trading.

Kyle Franklin Red Flags & Your Rights As An Investor

Of course, Kyle Franklin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kyle Franklin at Hilltop Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Kyle Franklin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hilltop Securities Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Hilltop Securities Inc. Due To Kyle Franklin

If you have questions about Hilltop Securities Inc. and/or Kyle Franklin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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