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Kurt Stein Of Quint Capital And Formerly With National Asset Management, National Securities And Palladium Capital Advisors Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Kurt Stein of Quint Capital?

Kurt Stein (CRD #3159180) who is currently registered with Quint Capital and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Quint Capital, Kurt Stein was associated with National Asset Management, National Securities, Palladium Capital Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Kurt Stein Customer Complaints

Kurt Stein has been the subject of 2 customer complaints that we know about. Both of Kurt Stein’s 2 customer complaints were settled in favor of investors.

Allegations Against Kurt Stein

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Kurt Stein’s alleged misrepresentation.
  • The customer alleged that Kurt Stein made misrepresentations in connection with the sale of collateralized debt obligations (CDOs).

Kurt Stein Red Flags & Your Rights As An Investor

Of course, Kurt Stein did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kurt Stein at Quint Capital, National Asset Management, National Securities, and Palladium Capital Advisors on alert to review carefully the activity and performance of their accounts and question whether Kurt Stein has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Quint Capital, National Asset Management, National Securities, and Palladium Capital Advisors also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Quint Capital Due To Kurt Stein

If you have questions about Quint Capital, National Asset Management, National Securities, Palladium Capital Advisors, and/or Kurt Stein and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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