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Kristina Daoud Of Ameriprise Financial Services, LLC Has A Customer Complaint For Alleged Broker Misconduct

Who is Kristina Daoud of Ameriprise Financial Services, LLC?

Kristina Daoud

Kristina Daoud (CRD #6026439) who is currently registered as a broker and investment adviser with Sovereign Global Advisors LLC and located in Melville, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Sovereign Global Advisors LLC, Michael Dandrea was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Kristina Daoud Customer Complaint

Kristina Daoud has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor misrepresented a Variable Universal Life policy as an alternate option to cover her long-term care needs and failed to inform her the cost of the insurance may increase over time causing additional funding to be required to continue the policy. Ameriprise Financial Services recently denied the customer complaint and the investor is yet to file any arbitration proceeding.

Kristina Daoud Red Flags & Your Rights As An Investor

Of course, Kristina Daoud did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kristina Daoud at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Kristina Daoud has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

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File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Kristina Daoud

If you have questions about about Ameriprise Financial Services, LLC and/or Kristina Daoud and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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