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Kolbe Andrade Of Northwestern Mutual Investment Services Has A Customer Complaint For Alleged Broker Misconduct

Who is Kolbe Andrade of Northwestern Mutual Investment Services?

Kolbe Andrade (CRD #6360437) who is currently registered with Northwestern Mutual Investment Services and located in St Petersburg, Florida is a subject of one of our many securities industry sales practice abuse investigations.

Kolbe Andrade Customer Complaint

Kolbe Andrade has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Kolbe Andrade allocated the funds in her variable annuity into a higher risk allocation than she requested, and then failed to monitor the allocation during the pandemic causing her annuity to lose value. Kolbe Andrade’s customer complaint was denied and, to date, the customer has not taken any further action.

Kolbe Andrade Red Flags & Your Rights As An Investor

Of course, Kolbe Andrade did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kolbe Andrade at Northwestern Mutual Investment Services on alert to review carefully the activity and performance of their accounts and question whether Kolbe Andrade has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services Due To Kolbe Andrade

If you have questions about Northwestern Mutual Investment Services and/or Kolbe Andrade and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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