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Kirk J. Gill formerly with Taylor Capital Management, Inc., 1st Financial Equity Corporation, And Morgan Stanley Has 17 Customer Complaints for Alleged Broker Misconduct

Who is Kirk J. Gill formerly with Taylor Capital Management, Inc., First Financial Equity Corporation, and Morgan Stanley?

Kirk Gill (CRD #2291503) who was formerly registered with Taylor Capital Management Inc. and located in Tucson, Arizona is a subject of one of our many securities industry sales practice abuse investigations. Prior to Taylor Capital Management, Inc., Kirk Gill was associated with First Financial Equity Corporation and Morgan Stanley, and 2 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

After numerous complaints were filed, one of his former employers, 1st Financial Equity Corporation had concerns regarding his alleged in sales practice misconduct and decided he needed an enhanced heightened supervision plan. Instead of agreeing to the plan, Kirk Gill resigned and his employment was terminated at that firm. Kirk Gill’s employment at Taylor Capital Management, Inc. did not last very long as well. He is no longer employed in the securities industry.

Taylor Capital Management, Inc. Broker Misconduct

In his career, Kirk Gill has been the subject of 17 customer complaints that we know about, 4 of those complaints were filed in the last two years to recover investment losses. All of those complaints were filed against Kirk Gill in connection with his past employment at Morgan Stanley. Thirteen of Kirk Gill’s 17 customer complaints were settled in favor of investors. Three of those complaints were denied by Morgan Stanley and the customers to no further action. 

There is currently one pending customer complaint filed against Kirk Gill’s former employer Morgan Stanley for investment losses caused by his alleged misconduct.

Allegations Against Kirk Gill

A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:

  • Claimants alleged unsuitable investment recommendations in connection with common and preferred stock transactions.
  • Claimants alleged unsuitable energy stock investment recommendations.
  • The client complained about and over-concentration in oil stocks.
  • Claimant alleged unsuitable recommendations of direct investments in private placements and limited partnership interests.
  • Claimant alleged unsuitable investment recommendations in exchange-traded funds.
  • The claimant alleges that the financial advisor made unsuitable recommendations that resulted in the over-concentration of her investments and high-risk equities.

Kirk Gill Red Flags & Your Rights as An Investor

Of course, Kirk Gilldid does not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kirk Gill at Taylor Capital Management, Inc., First Financial Equity Corporation and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Kirk Gill has engaged in any stockbroker misconduct that may have caused them investment losses.

A large number of customer complaints at Morgan Stanley about Kirk Gill also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim to Recover Your Investment Losses At Taylor Capital Management Inc.

If you have questions about Taylor Capital Management Inc., First Financial Equity Corporation, Morgan Stanley and/or Kirk Gill and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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