DID KIRK JAMES CHAPMAN CAUSE YOU INVESTMENT LOSSES?
Kirk Chapman Of Charles Schwab & Co. Has A Customer Complaint For Alleged Broker Misconduct
Who is Kirk Chapman of Charles Schwab & Co.?
Kirk Chapman (CRD #2291184) who is currently registered with Charles Schwab & Co.and located in Phoenix, Arizona is a subject of one of our many securities industry sales practice abuse investigations.
Kirk Chapman Customer Complaint
Kirk Chapman has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the representative and firm converted the balance of his account when the request to reopen the account was denied. Kirk Chapman’s customer complaint was denied and, to date, the customer has not taken any further action.
Kirk Chapman Red Flags & Your Rights As An Investor
Of course, Kirk Chapman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kirk Chapman at Charles Schwab & Co. on alert to review carefully the activity and performance of their accounts and question whether Kirk Chapman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Charles Schwab & Co. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Charles Schwab & Co. Due To Kirk Chapman
If you have questions about Charles Schwab & Co. and/or Kirk Chapman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.