| Read Time: 2 minutes | Farmers Financial Solutions Complaints | News & Articles |


Kirk Bertsch Of Farmers Financial Solutions, LLC Has A Customer Complaint For Alleged Broker Misconduct

Who is Kirk Bertsch formerly with Farmers Financial Solutions, LLC?

Kirk Bertsch

Kirk Bertsch (CRD #4132889) who was formerly registered with Farmers Financial Solutions, LLC and located in Spearfish, South Dakota, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Farmers Financial Solutions, LLC, Kirk Bertsch was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Kirk Bertsch has had his own regulatory problems. In 2019, he was suspended by FINRA for allegedly engaging in an undisclosed and unapproved private securities transaction. The State of South Dakota also entered cease-and-desist orders against him and fined him for his alleged misconduct.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Kirk Bertsch Customer Complaint

Kirk Bertsch has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for payment on an unregistered securities purchased through the financial advisor. The customer complaint was recently denied and the customer has not yet filed an arbitration claim or taken any further action.

Kirk Bertsch Red Flags & Your Rights As An Investor

Of course, Kirk Bertsch did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kirk Bertsch at Farmers Financial Solutions, LLC on alert to review carefully the activity and performance of their accounts and question whether Kirk Bertsch has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Farmers Financial Solutions, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Farmers Financial Solutions, LLC Due To Kirk Bertsch

If you have questions about Farmers Financial Solutions, LLC and/or Kirk Bertsch and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars