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Kimberly Dwyer Of Thrivent Investment Management Inc. Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Kimberly Dwyer of Thrivent Investment Management Inc.?

Kimberly Dwyer

Kimberly Dwyer (CRD #6642582) who is currently registered as a broker and investment adviser with Thrivent Investment Management Inc. and located in Monroe, Michigan, is a subject of one of our many securities industry sales practice abuse investigations.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Kimberly Dwyer Customer Complaints

Kimberly Dwyer has been the subject of 2 customer complaints that we know about to recover investment losses. Both of the customer complaints were denied by Kimberly Dwyer’s employers and, to date, the investors have not taken any further action.

Allegations Against Kimberly Dwyer

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Advisor misrepresented that the cash value would be invested in market-based subaccounts and failed to disclose surrender charges.
  • Variable universal life insurance policy contract was misrepresented and not suitable.

Kimberly Dwyer Red Flags & Your Rights As An Investor

Of course, Kimberly Dwyer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kimberly Dwyer at Thrivent Investment Management Inc. on alert to review carefully the activity and performance of their accounts and question whether Kimberly Dwyer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Thrivent Investment Management Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Thrivent Investment Management Inc. Due To Kimberly Dwyer

If you have questions about Thrivent Investment Management Inc. and/or Kimberly Dwyer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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