DID KEVIN DALE WEBB CAUSE YOU INVESTMENT LOSSES?
Kevin Webb Of Purshe Kaplan Sterling Investments, Thrivent Advisor Network And Formerly With Thrivent Investment Management Has A Customer Complaint For Alleged Broker Misconduct
Who is Kevin Webb of Purshe Kaplan Sterling Investments?
Kevin Webb (CRD #5728604) who is currently registered with Purshe Kaplan Sterling Investments, Thrivent Advisor Network and located in Ontario, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Purshe Kaplan Sterling Investments and Thrivent Advisor Network, Kevin Webb was associated with Thrivent Investment Management and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Kevin Webb Customer Complaint
Kevin Webb has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were customer alleged it was not her signature on the Single Premium Annuity Application and the product was not appropriate for her goals. Kevin Webb’s customer complaint was denied and, to date, the customer has not taken any further action.
Kevin Webb Red Flags & Your Rights As An Investor
Of course, Kevin Webb did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Webb at Purshe Kaplan Sterling Investments, Thrivent Advisor Network, and Thrivent Investment Management on alert to review carefully the activity and performance of their accounts and question whether Kevin Webb has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Purshe Kaplan Sterling Investments, Thrivent Advisor Network, and Thrivent Investment Management also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Purshe Kaplan Sterling Investments Due To Kevin Webb
If you have questions about Purshe Kaplan Sterling Investments, Thrivent Advisor Network, Thrivent Investment Management, and/or Kevin Webb and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.