DID KEVIN RAE TAYLOR CAUSE YOU INVESTMENT LOSSES?
Kevin Taylor Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct
Kevin Taylor Customer Complaints
Kevin Taylor has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Merrill Lynch, Pierce, Fenner and Smith in favor of the investor for $2 million. The same brokerage firm denied the other customer complaint and the customer took no further action.
Allegations Against Kevin Taylor
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Unsuitable investment recommendations.
- Unsuitable were investment strategy recommendation with the line of credit and inappropriately leveraged against annuities.
- Unauthorized opening of line of credit via forgery.
Kevin Taylor Red Flags & Your Rights As An Investor
Of course, Kevin Taylor did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Taylor at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Kevin Taylor has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Kevin Taylor
If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Kevin Taylor and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.