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Kevin Scott Of Ameriprise Financial Services, LLC And Formerly With Wells Fargo Clearing Services, LLC Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Kevin Scott of Ameriprise Financial Services, LLC?

Kevin Scott

Kevin Scott (CRD #2677403) who is currently registered with Ameriprise Financial Services, LLC and located in Fairfield, New Jersey, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Ameriprise Financial Services, LLC, Kevin Scott was associated with Wells Fargo Clearing Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Kevin Scott Customer Complaints

Kevin Scott has been the subject of 3 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by Wells Fargo Advisors in favor of the investor. The other 2 customer complaints were denied by Kevin Scott’s former employers and the customers took no further action.

Allegations Against Kevin Scott

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Misrepresentations and misleading statements in connection with unsuitable investment recommendations.
  • Advised to invest in high-risky mutual funds this by client’s desire for low-risk investments.
  • Mismanagement of accounts by overconcentration and unsuitable Puerto Rico Bonds.

Kevin Scott Red Flags & Your Rights As An Investor

Of course, Kevin Scott did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Scott at Ameriprise Financial Services, LLC and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Kevin Scott has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Kevin Scott

If you have questions about Ameriprise Financial Services, LLC, Wells Fargo Clearing Services, LLC and/or Kevin Scott and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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