DID KEVIN MARK NEVIN CAUSE YOU INVESTMENT LOSSES?
Kevin Nevin Formerly With Dempsey Lord Smith, LLC and Sandlapper Securities, LLC, Has 5 Customer Complaints For Alleged Broker Misconduct
Kevin Nevin Customer Complaints
Kevin Nevin has been the subject of 5 customer complaints that we know about to recover investment losses. Three customer complaints were settled in favor of the investors. DSR Financial Services denied another customer complaint and the customer took no further action. There is currently one arbitration proceeding pending against Sandlapper Securities for Kevin Nevin’s alleged misconduct.
Allegations Against Kevin Nevin
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Unsuitable investment recommendations.
- Poor recommendations, poor service, and poor performance of investments recommended.
- Violation of Minnesota securities act, common-law fraud, misrepresentation, breach of fiduciary duty and negligence related to oil and gas in real estate securities.
- Financial abuse, unsuitable investment recommendations, violation of Minnesota financial planner statute and Minnesota securities laws, negligence and fraud.
- Unsuitable investment recommendations and fraud.
Kevin Nevin Red Flags & Your Rights As An Investor
Of course, Kevin Nevin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Nevin at Dempsey Lord Smith, LLC and Sandlapper Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Kevin Nevinhas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Dempsey Lord Smith, LLC and Sandlapper Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Dempsey Lord Smith, LLC Due To Kevin Nevin
If you have questions about Dempsey Lord Smith, LLC, Sandlapper Securities, LLC and/or Kevin Nevin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.