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Kevin Houser Of Ameriprise Financial Services And Formerly With LPL Financial Has 4 Customer Complaints For Alleged Broker Misconduct

Who is Kevin Houser of Ameriprise Financial Services?

Kevin Houser (CRD #2513167) who is currently registered with Ameriprise Financial Services and located in Center Valley, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Prior to Ameriprise Financial Services, Kevin Houser was associated with LPL Financial and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Kevin Houser Customer Complaints

Kevin Houser has been the subject of 4 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. There are currently four pending customers’ complaints filed against LPL Financial for investment losses caused by Kevin Houser’s alleged misconduct.

Allegations Against Kevin Houser

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Claimants alleged that they invested in Franklin Square BDC’s and AXA annuities upon their Kevin Houser’s misleading recommendation, which did not suit their allegedly conservative investment profile.
  • Kevin Houser’s allegedly made unsuitable investment recommendations.

Kevin Houser Red Flags & Your Rights As An Investor

Of course, Kevin Houser did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Houser at Ameriprise Financial Services and LPL Financial on alert to review carefully the activity and performance of their accounts and question whether Kevin Houser has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services and LPL Financial also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Ameriprise Financial Services Due To Kevin Houser

If you have questions about Ameriprise Financial Services, LPL Financial, and/or Kevin Houser and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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