DID KEVIN DOUGLAS GATES CAUSE YOU INVESTMENT LOSSES?
Kevin Gates Of NYLife Securities LLC Has 2 Customer Complaints For Alleged Broker Misconduct
Kevin Gates Customer Complaints
Kevin Gates has been the subject of 2 customer complaints that we know about to recover investment losses. Both of the customer complaints were denied by Kevin Gates’ employer. To date, the customers have not filed any arbitration proceeding or taken any further action to recover their alleges losses.
Allegations Against Kevin Gates
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Unsuitable recommendation of guaranteed fixed annuities.
- Unauthorized copying and use of client’s signature from one document to another by financial advisor.
Kevin Gates Red Flags & Your Rights As An Investor
Of course, Kevin Gates did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Gates at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Kevin Gates has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Kevin Gates
If you have questions about NYLife Securities LLC and/or Kevin Gates and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.