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Kevin Doyle Of Aegis Capital Corp. And Formerly With National Securities and Newbridge Securities Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Kevin Doyle of Aegis Capital Corp.?

Kevin Doyle (CRD #2189452) who is currently registered with Aegis Capital Corp. and located in Mineola, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Aegis Capital Corp., Kevin Doyle was associated with National Securities, Newbridge Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Kevin Doyle Customer Complaints

Kevin Doyle has been the subject of 3 customer complaints that we know about. Two of Kevin Doyle’s 3 customer complaints were settled in favor of investors. There is currently one pending customer complaint filed against Newbridge Securities for investment losses caused by Kevin Doyle’s alleged misconduct.

Allegations Against Kevin Doyle

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Kevin Doyle’s alleged improper trading.
  • The client claims Kevin Doyle allegedly made unsuitable recommendations not in line with investment objectives.
  • Kevin Doyle’s alleged unsuitability, fraudulent and misleading conduct, omission of facts, negligence, various statutory violations and UAT.

Kevin Doyle Red Flags & Your Rights As An Investor

Of course, Kevin Doyle did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Doyle at Aegis Capital Corp., National Securities, and Newbridge Securities on alert to review carefully the activity and performance of their accounts and question whether Kevin Doyle has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Aegis Capital Corp., National Securities, and Newbridge Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Aegis Capital Corp. Due To Kevin Doyle

If you have questions about Aegis Capital Corp., National Securities, Newbridge Securities, and/or Kevin Doyle and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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