DID KEVIN THOMAS DOOLEY CAUSE YOU INVESTMENT LOSSES?
Kevin Thomas Dooley With Equitable Advisors, LLC Has 2 Customer Complaints for Alleged Broker Misconduct in the Past 2 Years
Who is Kevin T. Dooley with Equitable Advisors, LLC?
Kevin Dooley (CRD #2513153) who is currently registered with Equitable Advisors, LLC and located in Miami, Florida is a subject of one of our many securities industry sales practice abuse investigations.
Prior to Equitable Advisors, LLC, Kevin Dooley was associated with another investment advisory and brokerage firm with a history of customer complaints and securities industry regulatory problems.
Equitable Advisors, LLC Broker Misconduct
In his career, Kevin Dooley has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last two years to recover investment losses.
One of Kevin Dooley’s 2 customer complaints was denied by his employer, and to date, the customer is not taken any further action. There is currently one pending customer complaint filed against Kevin Dooley’s current employer Equitable Advisors, LLC for investment losses caused by his alleged misconduct.
Allegations Against Kevin Dooley
A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:
- The client alleged that securities recommended to be purchased by Kevin Dooley in his accounts were illiquid and unsuitable investments.
- Claimant alleged that Kevin Dooley made unsuitable recommendations to purchase REITs, open an equity managed account, and purchase a variable annuity and that he did not adequately disclose the risks of investing in those products.
Kevin Dooley Red Flags & Your Rights as An Investor
Of course, Kevin Dooley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Kevin Dooley at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Kevin Dooleyhas engaged in any stockbroker misconduct that may have caused them investment losses.
A large number of customer complaints at Equitable Advisors, LLC about Kevin Dooley also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim to Recover Your Investment Losses At Equitable Advisors, LLC
If you have questions about Equitable Advisors, LLC and/or Kevin Dooley and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.