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Kevin Curry Of Cadaret, Grant & Co., Inc. And Formerly With Royal Alliance Associates, Inc. and Petersen Investments, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Kevin Curry of Cadaret, Grant & Co., Inc.?

Kevin Curry

Kevin Curry (CRD #2394669) who is currently registered as a broker with Cadaret, Grant & Co., Inc. and located in Oyster Bay, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cadaret, Grant & Co., Inc., Kevin Curry was associated with Royal Alliance Associates, Inc., Petersen Investments, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Kevin Curry Customer Complaints

Kevin Curry has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customer complaints were settled by Kevin Curry’s employers in favor of the investors.

Allegations Against Kevin Curry

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Complaints about poor performance.
  • Churning, unauthorized transactions, fraud, and failure to supervise.
  • Hard sales tactics regarding purchase of options and misrepresentation of the risk of the transactions.

Kevin Curry Red Flags & Your Rights As An Investor

Of course, Kevin Curry did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Curry at Cadaret, Grant & Co., Inc., Royal Alliance Associates, Inc. and Petersen Investments, Inc. on alert to review carefully the activity and performance of their accounts and question whether Kevin Curry has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cadaret, Grant & Co., Inc., Royal Alliance Associates, Inc. and Petersen Investments, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Janney Montgomery Scott LLC Due To Michael Coraggio

If you have questions about Cadaret, Grant & Co., Inc., Royal Alliance Associates, Inc., Petersen Investments, Inc. and/or Kevin Curry and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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