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Kevin Dean Cook with Equitable Advisors, LLC Has 2 Customer Complaints for Alleged Broker Misconduct in the Past Year

Who is Kevin D. Cook with Equitable Advisors, LLC?

Kevin Cook (CRD #6591894) who is currently registered with Equitable Advisors, LLC and located in Columbia, Maryland is a subject of one of our many securities industry sales practice abuse investigations.

Equitable Advisors, LLC Broker Misconduct

In his career, Kevin Cook has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last year to recover investment losses. One of Kevin Cook’s customer complaints settled in favor of investors.  

The other customer complaint filed against Kevin Cook was recently denied by his current employer Equitable Advisors, LLC for investment losses caused by his alleged misconduct and the customer has yet to take any action.

Allegations Against Kevin Cook

A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:

  • The client alleges that Kevin Cook misrepresented an insurance policy.
  • The client alleges that Kevin Cook made an unsuitable investment recommendation to purchase a variable annuity.

Kevin Cook Red Flags & Your Rights as An Investor

Of course, Kevin Cook did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Cook at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Kevin Cook has engaged in any stockbroker misconduct that may have caused them investment losses.

A large number of customer complaints at Equitable Advisors, LLC also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim to Recover Your Investment Losses At Equitable Advisors, LLC

If you have questions about Equitable Advisors, LLC and/or Kevin Cook and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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