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Kent Hilton Of Sigma Financial And SPC Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Kent Hilton of SPC?

Kent Hilton (CRD #1607376) who is currently registered with Sigma Financial, SPC and located in Hamburg, New York is a subject of one of our many securities industry sales practice abuse investigations.

Kent Hilton Customer Complaints

Kent Hilton has been the subject of 2 customer complaints that we know about. One of Kent Hilton’s 2 customer complaints was settled in favor of investors. One of Kent Hilton’s customers complaints was denied and, to date, the customer has not taken any further action.

Allegations Against Kent Hilton

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Client alleged she purchased unsuitable investments that were misrepresented by Kent Hilton.
  • Client alleges that she purchased a variable annuity that was misrepresented by Kent Hilton and unsuitable given her investment objective. Client further stated that the variable annuity application was not signed in the state where the contract was issued.

Kent Hilton Red Flags & Your Rights As An Investor

Of course, Kent Hilton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kent Hilton at Sigma Financial and SPC on alert to review carefully the activity and performance of their accounts and question whether Kent Hilton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sigma Financial and SPC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Sigma Financial Due To Kent Hilton

If you have questions about Sigma Financial, SPC, and/or Kent Hilton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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