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Kent Bowman Of Royal Alliance Associates, Inc. Has 8 Customer Complaints For Alleged Broker Misconduct

Who is Kent Bowman of Royal Alliance Associates, Inc.?

Kent Bowman

Kent Bowman (CRD #1244354) who is currently registered as a broker and investment adviser with Royal Alliance Associates, Inc. and located in Farmington Hills, Michigan, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Royal Alliance Associates, Inc., Kent Bowman was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Kent Bowman Customer Complaints

Kent Bowman has been the subject of 8 customer complaints that we know about to recover investment losses. One customer complaint resulted in an arbitration award in favor of the investor. One customer complaint was settled in favor of the investor. Kent Bowman’s former employers denied the other 6 customer complaints and no further action was taken.

Allegations Against Kent Bowman

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Transfer of assets from an employee savings plan to a new brokerage account was improper.
  • Churning and misrepresentation related to investments.
  • Risk of mutual fund investment was higher than client requested.
  • Variable annuity contract was misrepresented.
  • Unsuitable investment recommendations of variable annuity contracts.
  • Exchange of variable annuity contracts not in client’s best interest.

Kent Bowman Red Flags & Your Rights As An Investor

Of course, Kent Bowman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kent Bowman at Royal Alliance Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Kent Bowman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Royal Alliance Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Royal Alliance Associates, Inc. Due To Kent Bowman

If you have questions about Royal Alliance Associates, Inc. and/or Kent Bowman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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