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Kent Amos of Kovack Securities, Kovack Advisors Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Kent Amos of Kovack Securities?

Kent Amos (CRD #1420455) who is currently registered with Kovack Advisors, Kovack Securities and located in Mobile, Alabama is a subject of one of our many securities industry sales practice abuse investigations.

Kent Amos Customer Complaints

Kent Amos has been the subject of 2 customer complaints that we know about. One of Kent Amos’ 2 customer complaints was settled in favor of investors. One of Kent Amos’ customer complaints was denied and the customers did not take any further action.

Allegations Against Kent Amos

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Client’s daughter alleges that a variable annuity that her mother purchased was unsuitable and resulted in high fees allegedly committed by Kent Amos.
  • Kent Amos’ alleged failure to meet with customer prior to witnessing the client signature.

Kent Amos Red Flags & Your Rights As An Investor

Of course, Kent Amos did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kent Amos at Kovack Securities and Kovack Advisors on alert to review carefully the activity and performance of their accounts and question whether Kent Amos has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kovack Securities and Kovack Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Kovack Securities Due To Kent Amos

If you have questions about Kovack Securities, Kovack Advisors, and/or Kent Amos and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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