| Read Time: 2 minutes | Equitable Advisors Complaints |


Kenneth Kohn Of Equitable Advisors Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Kenneth Kohn of Equitable Advisors?

Kenneth Kohn (CRD #1575332) who is currently registered with Equitable Advisors and located in Woodbury, New York is a subject of one of our many securities industry sales practice abuse investigations.

Kenneth Kohn Customer Complaints

Kenneth Kohn has been the subject of 2 customer complaints that we know about. One of Kenneth Kohn’s 2 customer complaints was settled in favor of investors. One of Kenneth Kohn’s customers’ complaints was denied and, to date, the customers has not taken any further action.

Allegations Against Kenneth Kohn

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Claimant alleged the sale of high-risk investments was unsuitable contrary to her investment objective of safety of principal. Claimant alleged that Kenneth Kohn purchased higher commission Class B mutual fund shares rather than Class A shares without the claimant’s knowledge or consent.
  • Client alleged the variable life insurance policy sold to her by Kenneth Kohn was unsuitable for her financial situation.

Kenneth Kohn Red Flags & Your Rights As An Investor

Of course, Kenneth Kohn did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kenneth Kohn at Equitable Advisors on alert to review carefully the activity and performance of their accounts and question whether Kenneth Kohn has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Equitable Advisors Due To Kenneth Kohn

If you have questions about Equitable Advisors and/or Kenneth Kohn and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars