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Kenneth Hutkin Of Wedbush Securities And Formerly With Morgan Stanley Has 4 Customer Complaints For Alleged Broker Misconduct

Who is Kenneth Hutkin of Wedbush Securities?

Kenneth Hutkin (CRD #1344519) who is currently registered with Wedbush Securities and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wedbush Securities, Kenneth Hutkin was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Kenneth Hutkin Customer Complaints

Kenneth Hutkin has been the subject of 4 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Three of Kenneth Hutkin’s 4 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against Morgan Stanley for investment losses caused by Kenneth Hutkin’s alleged misconduct.

Allegations Against Kenneth Hutkin

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: 

  • Client alleges, inter alia, that investments by Kenneth Hutkin were unsuitable. 
  • Kenneth Hutkin allegedly overcharged commission on certain corporate debt securities transactions.
  • Client alleged unsuitable investment recommendations and churning of his account.

Kenneth Hutkin Red Flags & Your Rights As An Investor

Of course, Kenneth Hutkin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kenneth Hutkin at Wedbush Securities and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Kenneth Hutkin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wedbush Securities and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Wedbush Securities Due To Kenneth Hutkin

If you have questions about Wedbush Securities, Morgan Stanley, and/or Kenneth Hutkin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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