DID KELLY ROBERTA JOHNSTON CAUSE YOU INVESTMENT LOSSES?
Kelly Johnston Of Fidelity Brokerage Services LLC Has A Customer Complaint For Alleged Broker Misconduct
Kelly Johnston Customer Complaint
Kelly Johnston has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to disclose risk of fixed income mutual funds and unsuitable recommendations related thereto. The FINRA arbitration proceeding filed against Fidelity Brokerage Services for Kelly Johnston’s alleged misconduct is still pending.
Kelly Johnston Red Flags & Your Rights As An Investor
Of course, Kelly Johnston did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kelly Johnston at Fidelity Brokerage Services LLC on alert to review carefully the activity and performance of their accounts and question whether Kelly Johnston has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.