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Kelley Slaught Of Centaurus Financial Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Kelley Slaught of Centaurus Financial?

Kelley Slaught (CRD #1126586) who is currently registered with Centaurus Financial and located in Santa Barbara, California is a subject of one of our many securities industry sales practice abuse investigations.

Kelley Slaught Customer Complaints

Kelley Slaught has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Kelley Slaught’s 3 customer complaints was settled in favor of investors. One of Kelley Slaught’s customers’ complaints was denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against Centaurus Financial for investment losses caused by Kelley Slaught’s alleged misconduct.

Allegations Against Kelley Slaught

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Claimant is the widow of a recently deceased client. Claimant alleged that the investments were unsuitable and Kelley Slaught allegedly failed to follow instructions.
  • Customer alleged that Kelley Slaught recommended unsuitable investments and several other allegations associated therewith.
  • The customer alleged that Kelley Slaught failed to adequately disclose the fees/commissions associated with the investment.

Kelley Slaught Red Flags & Your Rights As An Investor

Of course, Kelley Slaught did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kelley Slaught at Centaurus Financial on alert to review carefully the activity and performance of their accounts and question whether Kelley Slaught has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Centaurus Financial Due To Kelley Slaught

If you have questions about Centaurus Financial and/or Kelley Slaught and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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