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Keith Offel Of Cambridge Investment Research, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Keith Offel of Cambridge Investment Research, Inc.?

Keith Offel

Keith Offel (CRD #2570946) who is currently registered as a broker and investment adviser with Cambridge Investment Research, Inc. and located in Placentia, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cambridge Investment Research, Inc., Keith Offel was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Keith Offel Customer Complaints

Keith Offel has been the subject of 3 customer complaints that we know about seeking to recover investment losses. One of the customer complaints was settled by Money Concepts Capital Corp. in favor the investor. The other 2 customer complaints were recently denied by Cambridge Investment Research and thus far, there is no reported FINRA arbitration or other action taken by the client.

Allegations Against Keith Offel

A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:

  • The client advised broker that he had a conservative investment objective however the advisor failed to follow the client’s instructions in recommending investments.
  • Customers were misled by an adviser in connection with an investment improve gold coins.

Keith Offel Red Flags & Your Rights As An Investor

Of course, Keith Offel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Keith Offel at Cambridge Investment Research, Inc. on alert to review carefully the activity and performance of their accounts and question whether Keith Offel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc. Due To Keith Offel

If you have questions about Cambridge Investment Research, Inc.  and/or Keith Offel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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