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Keith Bryan Formerly With Robert W. Baird Co. And Morgan Stanley Has 4 Customer Complaints For Alleged Broker Misconduct

Who is Keith Bryan formerly with Robert W. Baird Co.?

Keith Bryan (CRD #5456140) who was formerly registered with Robert W. Baird Co.and located in Sarasota, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Robert W. Baird Co., Keith Bryan was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Keith Bryan Customer Complaints

Keith Bryan has been the subject of 4 customer complaints that we know about. Four of Keith Bryan’s 4 customer complaints were settled in favor of investors.

Allegations Against Keith Bryan

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Claimant alleged, inter alia, that Keith Bryan made unsuitable investments with regard to equities and muni bonds, including Puerto Rico muni bonds.
  • Claimant alleged that Keith Bryan’s recommendation to concentrate his IRA account in Apple stock, and later in Blue Earth (energy stock), was unsuitable.
  • Claimant alleged, inter alia, Keith Bryan’s misrepresentation with respect to investments.
  • Claimants alleged that Keith Bryan made unsuitable investment recommendations and over-concentrated accounts in energy stocks and in particular Blue Earth Inc.

Keith Bryan Red Flags & Your Rights As An Investor

Of course, Keith Bryan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Keith Bryan at Robert W. Baird Co. and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Keith Bryan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Robert W. Baird Co. and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Robert W. Baird Co. Due To Keith Bryan

If you have questions about Robert W. Baird Co., Morgan Stanley, and/or Keith Bryan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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