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Kathy Schneider Of Ameriprise Financial Services Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Kathy Schneider of Ameriprise Financial Services?

Kathy Schneider (CRD #2180621) who is currently registered with Ameriprise Financial Services and located in Bloomington, Minnesota is a subject of one of our many securities industry sales practice abuse investigations.

Kathy Schneider Customer Complaints

Kathy Schneider has been the subject of 2 customer complaints that we know about. Both of Kathy Schneider’s customers’ complaints were denied and, to date, the customers have not taken any further action.

Allegations Against Kathy Schneider

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Clients alleged Kathy Schneider’s variable universal life insurance policy purchased was not meeting investment purpose.
  • The client alleged Kathy Schneider’s RiverSource Variable Universal Life Insurance Policy purchased was unsuitable.

Kathy Schneider Red Flags & Your Rights As An Investor

Of course, Kathy Schneider did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kathy Schneider at Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether Kathy Schneider has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Ameriprise Financial Services Due To Kathy Schneider

If you have questions about Ameriprise Financial Services and/or Kathy Schneider and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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