| Read Time: 2 minutes |

DID KATHRYN COSGROVE CAUSE YOU INVESTMENT LOSSES?

Kathryn Cosgrove Of Goldman Sachs & Co. Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Kathryn Cosgrove of Goldman Sachs & Co.?

Kathryn Cosgrove (CRD #6208931) who is currently registered with Goldman Sachs & Co.and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations.

Kathryn Cosgrove Customer Complaints

Kathryn Cosgrove has been the subject of 2 customer complaints that we know about. Both of Kathryn Cosgrove’s customers’ complaints were denied and, to date, the customers have not taken any further action.

Allegations Against Kathryn Cosgrove

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Client alleged that Kathryn Cosgrove’s disclosure of tax loss harvesting strategy for the client’s managed account did not adequately explain that the strategy would result in a reduction in cost basis, notwithstanding the strategy’s adherence to the tax loss harvesting methodology described in marketing materials provided to the client and client’s consent to invest in the strategy.
  • Customer alleged that Kathryn Cosgrove’s investment advice, particularly communications regarding selling one fund that led to substantial tax gains, did not meet customer’s tax expectations.

Kathryn Cosgrove Red Flags & Your Rights As An Investor

Of course, Kathryn Cosgrove did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kathryn Cosgrove at Goldman Sachs & Co. on alert to review carefully the activity and performance of their accounts and question whether Kathryn Cosgrove has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Goldman Sachs & Co. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Goldman Sachs & Co. Due To Kathryn Cosgrove

If you have questions about Goldman Sachs & Co. and/or Kathryn Cosgrove and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce has been a trial attorney for more than 40 years and is the founding partner of The Law Offices of Robert Wayne Pearce. You can learn more about Robert and his accomplishments by clicking here.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars
Loading...