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Kathleen Almulla of Cetera Advisor Networks, Summit Financial Group, And Formerly with Summit Brokerage Services Has A Customer Complaint for Alleged Broker Misconduct

Who is Kathleen Almulla of Cetera Advisor Networks?

Kathleen Almulla (CRD #1046406) who is currently registered with Cetera Advisor Networks, Summit Financial Group and located in Orlando, Florida is a subject of one of our many securities industry sales practice abuse investigations.

Prior to Cetera Advisor Networks, Summit Financial Group, Kathleen Almulla was associated with Summit Brokerage Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Kathleen Almulla Customer Complaint

Kathleen Almulla has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint about investment losses were a breach of fiduciary duty, interference with an inheritance expectancy.

The customer complaint filed against Kathleen Almulla’s current employer Summit Brokerage Services for investment losses caused by the alleged misconduct is pending as of the date of this report.

Kathleen Almulla Red Flags & Your Rights as an Investor

Of course, Kathleen Almulla did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Kathleen Almulla at Cetera Advisor Networks, Summit Financial Group, and Summit Brokerage Services on alert to review carefully the activity and performance of their accounts and question whether Kathleen Almulla has engaged in any stockbroker misconduct that may have caused them investment losses.

A large number of customer complaints at Cetera Advisor Networks, Summit Financial Group, and Summit Brokerage Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim to Recover Your Investment Losses at Cetera Advisor Networks Due to Kathleen Almulla

If you have questions about Cetera Advisor Networks, Summit Financial Group, Summit Brokerage Services, and/or Kathleen Almulla and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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