DID KAREN DREESSEN HIGGINS CAUSE YOU INVESTMENT LOSSES?
Karen Higgins of Ameriprise Financial Services And Formerly With Wells Fargo Advisors Has A Customer Complaint For Alleged Broker Misconduct
Who is Karen Higgins of Ameriprise Financial Services?
Karen Higgins (CRD #1292160) who is currently registered with Ameriprise Financial Services and located in Richmond, Virginia is a subject of one of our many securities industry sales practice abuse investigations. Prior to Ameriprise Financial Services, Karen Higgins was associated with Wells Fargo Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Karen Higgins Customer Complaint
Karen Higgins has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client alleges the financial advisor misrepresented the terms of the investment. Karen Higgins’ customer complaint was denied and the customers did not take any further action.
Karen Higgins Red Flags & Your Rights As An Investor
Of course, Karen Higgins did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Karen Higgins at Ameriprise Financial Services and Wells Fargo Advisors on alert to review carefully the activity and performance of their accounts and question whether Karen Higgins has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services and Wells Fargo Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Ameriprise Financial Services Due To Karen Higgins
If you have questions about Ameriprise Financial Services, Wells Fargo Advisors, and/or Karen Higgins and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.