| Read Time: 2 minutes |

DID KAREN YVONNE GONZALES CAUSE YOU INVESTMENT LOSSES?

Karen Gonzales Formerly With SWBC Investment Services, BBVA Securities And CUSO Financial Services L.P. Has A Customer Complaint For Alleged Broker Misconduct

Who is Karen Gonzales formerly with SWBC Investment Services?

Karen Gonzales (CRD #4067284) who was formerly registered with SWBC Investment Services and located in San Antonio, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to SWBC Investment Services, Karen Gonzales was associated with BBVA Securities, CUSO Financial Services L.P. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Karen Gonzales Customer Complaint

Karen Gonzales has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were customer purchased variable annuity contract. Customer alleged that representative assured her that her contract value would reach at least $51,000.00 in 7 years.  The customer complaint was denied, and to date, the customer has not taken any further action.

Karen Gonzales Red Flags & Your Rights As An Investor

Of course, Karen Gonzales did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Karen Gonzales at SWBC Investment Services, BBVA Securities, and CUSO Financial Services L.P. on alert to review carefully the activity and performance of their accounts and question whether Karen Gonzales has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at SWBC Investment Services, BBVA Securities, and CUSO Financial Services L.P. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At SWBC Investment Services Due To Karen Gonzales

If you have questions about SWBC Investment Services, BBVA Securities, CUSO Financial Services L.P., and/or Karen Gonzales and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars
Loading...