DID JUAN PABLO RIOS CAUSE YOU INVESTMENT LOSSES?
Juan Rios Of Citizens Securities And Formerly With Ameriprise Financial Services And J.P. Morgan Securities Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Juan Rios of Citizens Securities?
Juan Rios (CRD #4586563) who is currently registered with Citizens Securities and located in Watertown, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations. Prior to Citizens Securities, Juan Rios was associated with Ameriprise Financial Services, J.P. Morgan Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Juan Rios Customer Complaints
Juan Rios has been the subject of 2 customer complaints that we know about. Both of Juan Rios’ customers’ complaints were denied and, to date, the customers have not taken any further action.
Allegations Against Juan Rios
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Client alleged misrepresentation by Juan Rios regarding managed account investment.
- Client alleged Juan Rios’ misrepresentation regarding managed account investment.
Juan Rios Red Flags & Your Rights As An Investor
Of course, Juan Rios did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Juan Rios at Citizens Securities, Ameriprise Financial Services, and J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Juan Rios has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Citizens Securities, Ameriprise Financial Services, and J.P. Morgan Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Citizens Securities Due To Juan Rios
If you have questions about Citizens Securities, Ameriprise Financial Services, J.P. Morgan Securities, and/or Juan Rios and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.