DID JOYCE J. YOO CAUSE YOU INVESTMENT LOSSES?
Joyce Yoo Of NYLIFE Securities Has A Customer Complaint For Alleged Broker Misconduct
Who is Joyce Yoo of NYLIFE Securities?
Joyce Yoo (CRD #5662648) who is currently registered with NYLIFE Securities and located in San Francisco, California is a subject of one of our many securities industry sales practice abuse investigations.
Joyce Yoo Customer Complaint
Joyce Yoo has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the recommendation to purchase a variable universal life insurance policy issued was unsuitable given the customer’s investment profile and insurance needs. The customer requested a rescission of the policy and a return of premiums paid. Joyce Yoo’s customer complaint was denied and, to date, the customer has not taken any further action.
Joyce Yoo Red Flags & Your Rights As An Investor
Of course, Joyce Yoo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joyce Yoo at NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether Joyce Yoo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLIFE Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At NYLIFE Securities Due To Joyce Yoo
If you have questions about NYLIFE Securities and/or Joyce Yoo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.