DID JOSHUA MAX AUTENRIETH CAUSE YOU INVESTMENT LOSSES?
Joshua Max Autenrieth formerly with Transam Securities, Inc. And NYLife Securities, LLC Has 2 Customer Complaints for Alleged Broker Misconduct in the Past 2 Years
Who is Joshua M. Autenrieth formerly with Transam Securities, Inc. And NYLife Securities, LLC?
Joshua Autenrieth (CRD #5894861) who was formerly registered with Transam Securities, Inc. and located in Altamonte Springs, Florida is a subject of one of our many securities industry sales practice abuse investigations.
Prior to Transam Securities, Inc., Joshua Autenrieth was associated with Maitland Securities, Inc. and another investment advisory and brokerage firm with a history of customer complaints and securities industry regulatory problems.
NYLife Securities, LLC Broker Misconduct
In his career, Joshua Autenrieth has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last 2 years to recover investment losses. Both of Joshua Autenrieth’s customer complaints were settled by NYLife Securities, LLC in favor of investors.
Allegations Against Joshua Autenrieth
A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:
- The customer alleged that the fees associated with the variable universal life insurance policy were not fully disclosed.
- The customer alleged that the costs and features associated with the variable universal life insurance policy were misrepresented by a financial advisor.
Joshua Autenrieth Red Flags & Your Rights as An Investor
Of course, Joshua Autenrieth did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joshua Autenrieth at Transam Securities, Inc. and Maitland Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Joshua Autenrieth has engaged in any stockbroker misconduct that may have caused them investment losses.
A large number of customer complaints at NYLife Securities, LLC also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim to Recover Your Investment Losses At Transam Securities, Inc. And NYLife Securities, LLC
If you have questions about Transam Securities, Inc., Maitland Securities, Inc., NYLife Securities, LLC, and/or Joshua Autenrieth and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.