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Joseph Waterloo Of Janney Montgomery Scott LLC And Formerly With Vanguard Marketing Corporation Has A Customer Complaint For Alleged Broker Misconduct

Who is Joseph Waterloo of Janney Montgomery Scott LLC?

Joseph Waterloo

Joseph Waterloo (CRD #2724848) who is currently registered with Janney Montgomery Scott LLC and located in Philadelphia, Pennsylvania, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Janney Montgomery Scott LLC, Joseph Waterloo was associated with Vanguard Marketing Corporation and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Joseph Waterloo Customer Complaint

Joseph Waterloo has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were financial advisor failed to implement the specific investment strategy that the client requested as indicated in the agreement. The customer complaint was settled in favor of the investor.

Joseph Waterloo Red Flags & Your Rights As An Investor

Of course, Joseph Waterloo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Waterloo at Janney Montgomery Scott LLC and Vanguard Marketing Corporation on alert to review carefully the activity and performance of their accounts and question whether Joseph Waterloo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Janney Montgomery Scott LLC and Vanguard Marketing Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Janney Montgomery Scott LLC Due To Joseph Waterloo

If you have questions about Janney Montgomery Scott LLC, Vanguard Marketing Corporation and/or Joseph Waterloo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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