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Joseph Valdes, Jr. of Valic Financial Advisors, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Joseph Valdes, Jr. of Valic Financial Advisors, Inc.?

 Joseph Valdes, Jr.

Joseph Valdes, Jr. (CRD #3059653) who is currently registered with Valic Financial Advisors, Inc. and located in Miami Beach, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Valic Financial Advisors, Inc., Joseph Valdes, Jr. was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Joseph Valdes, Jr. Customer Complaints

Joseph Valdes, Jr. has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were settled by Valic Financial Advisors in favor of the investors.

Allegations Against Joseph Valdes, Jr.

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Failure to follow client’s instructions to move their accounts into a fixed interest option.
  • Failure to disclose customers required minimum distribution obligations and a variable and annuity contracts surrender charges.

Joseph Valdes, Jr.  Red Flags & Your Rights As An Investor

Of course, Joseph Valdes, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Valdes, Jr. at Valic Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Joseph Valdes, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Valic Financial Advisors, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Valic Financial Advisors, Inc.  Due To Joseph Valdes, Jr.

If you have questions about Valic Financial Advisors, Inc. and/or Joseph Valdes, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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