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Joseph Tonyan Of SagePoint Financial Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Joseph Tonyan of SagePoint Financial?

Joseph Tonyan (CRD #1252187) who is currently registered with SagePoint Financial and located in Springfield, Missouri is a subject of one of our many securities industry sales practice abuse investigations.

Joseph Tonyan Customer Complaints

Joseph Tonyan has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Joseph Tonyan’s customer complaint was settled in favor of the investors. One of Joseph Tonyan’s customers’ complaints was denied and, to date, the customers have not taken any further action.

Allegations Against Joseph Tonyan

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Client alleged suitability concerns regarding portfolio allocation by Joseph Tonyan.
  • Customer alleged that Joseph Tonyan made unsuitable investment recommendations.

Joseph Tonyan Red Flags & Your Rights As An Investor

Of course, Joseph Tonyan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Tonyan at SagePoint Financial on alert to review carefully the activity and performance of their accounts and question whether Joseph Tonyan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at SagePoint Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At SagePoint Financial Due To Joseph Tonyan

If you have questions about SagePoint Financial and/or Joseph Tonyan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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