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Joseph Ruggiere Of Alexander Capital Has A Customer Complaint For Alleged Broker Misconduct

Who is Joseph Ruggiere of Alexander Capital?

Joseph Ruggiere (CRD #2548108) who is currently registered with Alexander Capital and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations.

Joseph Ruggiere Customer Complaint

Joseph Ruggiere has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were fraudulent misrepresentation by selling him a product he was not allowed to sell. The customer complaint filed against Joseph Ruggiere’s current employer Alexander Capital for investment losses caused by the alleged misconduct is pending as of the date of this report.

Joseph Ruggiere Red Flags & Your Rights As An Investor

Of course, Joseph Ruggiere did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Ruggiere at Alexander Capital on alert to review carefully the activity and performance of their accounts and question whether Joseph Ruggiere has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Alexander Capital also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Alexander Capital Due To Joseph Ruggiere

If you have questions about Alexander Capital and/or Joseph Ruggiere and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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