DID JOSEPH THOMAS LEIGHTON CAUSE YOU INVESTMENT LOSSES?
Joseph Leighton Of Edward Jones And Formerly With Ameriprise Financial Services Has A Customer Complaint For Alleged Broker Misconduct
Who is Joseph Leighton of Edward Jones?
Joseph Leighton (CRD #3136901) who is currently registered with Edward Jones and located in Lancaster, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Prior to Edward Jones, Joseph Leighton was associated with Ameriprise Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Joseph Leighton Customer Complaint
Joseph Leighton has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that mutual funds were sold without her permission and that she incurred a large tax impact as a result of the unauthorized trades. Joseph Leighton’s customer complaint was denied and, to date, the customer has not taken any further action.
Joseph Leighton Red Flags & Your Rights As An Investor
Of course, Joseph Leighton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Leighton at Edward Jones and Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether Joseph Leighton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones and Ameriprise Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Edward Jones Due To Joseph Leighton
If you have questions about Edward Jones, Ameriprise Financial Services, and/or Joseph Leighton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.